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At the time of its invasion by troops of the People's Liberation Army of China in 1949, Tibet was an independent state in fact and law. The military invasion constituted an aggression on a sovereign state and a violation of international law. Today's continued occupation of Tibet by China, with the help of several hundred thousand troops, represents an ongoing violation of international law and of the fundamental rights of the Tibetan people to independence.
The Chinese Communist Government claims it has a right to "ownership" of Tibet. It does not claim this right on the basis of its military conquest in 1949 or alleged effective control over Tibet since then or since 1959. The Chinese Government also does not base its claim to "ownership" on the so-called "Seventeen Point Agreement for the Peaceful Liberation of Tibet" which it forced upon Tibet in 1951. Instead, China's alleged legal claim is based on historical relationships primarily of Mongol or Manchu rulers with Tibetan lamas and, to a lesser extent, of Chinese rulers and Tibetan lamas. The main events relied on by the Chinese Government occurred hundreds of years ago: during the height of Mongol imperial expansion, when the Mongol Emperors extended their political supremacy throughout most of Asia and large parts of Eastern Europe; and when Manchu Emperors ruled China and expanded their influence throughout East and Central Asia, including Tibet, particularly in the 18th century.
It is not disputed that at different times in its long history Tibet came under various degrees of foreign influence: that of the Mongols, the Gorkhas of Nepal, the Manchu Emperors of China and the British rulers of India. At other times in Tibet's history, it was Tibet which exercised power and influence on its neighbours, including China. It would be hard to find any state in the world today that has not been subjected to foreign domination or influence for some part of its history. In Tibet's case the degree and length of foreign influence and interference was quite limited. Moreover, relationship with the Mongol, Chinese and Manchu rulers, to the extent they had political significance, were personal in nature and did not at any time imply a union or integration of the Tibetan state with or into a Chinese state.
However fascinating Tibet's ancient history may be, it's status at the time of the Chinese invasion must, of course, be judged on the basis of its position in modern history, especially its relationship with China since 1911, when the Chinese overthrew the foreign Manchu rule and became the masters of their own country. Every country can go back to some period in history to justify territorial claims on neighbouring states. That is unacceptable in international law and practice.
The reader of China's White Paper "Tibet: Its Ownership and Human Rights Situation" will be struck by the scant attention its authors pay to Tibet's modern history in the decades before 1949. This is because from 1911 to the completion of the Chinese occupation in 1951, there is no evidence of Chinese authority or influence in Tibet which can support China's claim. In fact, the preponderance of the evidence shows precisely the opposite: that Tibet was to all intents and purposes a sovereign state, independent of China. This conclusion is supported by most legal scholars and experts on the subject.
The International Commission of Jurists' Legal Enquiry Committee on Tibet reported in its study on Tibet's legal status:
Tibet demonstrated from 1913 to 1950 the conditions of statehood as generally accepted under international law. In 1950, there was a people and a territory, and a government which functioned in that territory, conducting its own domestic affairs free from any outside authority. From 1913-1950, foreign relations of Tibet were conducted exclusively by the Government of Tibet, and countries with whom Tibet had foreign relations are shown by official documents to have treated Tibet in practice as an independent State. [Tibet and Chinese People's Republic, Geneva, 1960, pp. 5,6]
Forty years of independence is clearly sufficient for a country to be regarded as such by the international community. Many members of the United Nations today have enjoyed a similar or even shorter period of independence. But in Tibet's case, even its ancient history has been selectively re-written by the Chinese Government's propaganda machine to serve the purpose of defending its claim to "ownership." Thus, even if it is not necessary to discuss Tibet's early history in order to understand its status on the eve of China's military invasion, we believe it is useful to review it briefly, just to set the record straight.
The status of Tibet: 1911-1951
There can be little argument that on the eve of China's military invasion, which started at the close of 1949, Tibet possessed all the attributes of independent statehood recognised under international law: a defined territory, a population inhabiting that territory, a government, and the ability to enter into international relations.
The territory of Tibet largely corresponds to the geological plateau of Tibet, which consists of 2.5 million square kilometre. At different times in history, wars were fought and treaties signed concerning the precise location of boundaries.
The population of Tibet at the time of the Chinese invasion was approximately six million. That population constituted the Tibetan people, a distinct people with a long history, rich culture and spiritual tradition. Tibetans are a people distinct from the Chinese and other neighbouring peoples. Not only have the Tibetans never considered themselves to be Chinese, the Chinese have also not regarded the Tibetans to be Chinese (hence, for example, the references to "barbarians" in Chinese historical annals).
The Government of Tibet was headquartered in Lhasa, the capital city of Tibet. It consisted of a Head of State (the Dalai Dalai Lama), a Cabinet of Ministers (the Kashag), a National Assembly (the Tsongdu), and an elaborate bureaucracy to administer the vast territory of Tibet. The Judicial system was based on that developed by Songtsen Gampo (7th Century), Jangchub Gyaltsen (14th Century), the Fifth Dalai Lama (17th Century) and the Thirteenth Dalai Lama (20th Century), and was administered by Magistrates appointed by the Government.
The Government of Tibet levied tax, issued its own currency, ran the country's postal system and issued postage stamps, commanded Tibet's small army, and generally conducted all affairs of Government. It was an ancient form of government which had served the needs of Tibet well in the past, but was in need of reform in order for the country to keep pace with the great political, social and economic changes that were taking place in the world. The Tibetan form of government was a highly de-centralised one, with many districts and principalities of Tibet enjoying a large degree of self-government. This was, to a large extent, inevitable due to the vastness of the territory and the lack of modern communication systems.
The international relations of Tibet were focused on the country's neighbours. Tibet maintained diplomatic, economic and cultural relations with countries in the region such as Nepal, Bhutan, Sikkim, Mongolia, China, British India, and, to a limited extent, with Russia and Japan.
Tibet's independent foreign policy is perhaps most obviously demonstrated by the country's neutrality during World War II. Despite strong pressures from Britain, the U.S. and China to allow the passage of military supplies through Tibet to China when Japan blocked the strategically vital "Burma Road," Tibet held fast to its declared neutrality, which the Allies were constrained to respect.
China today claims that "no country ever recognised Tibet." In international law, recognition can be obtained by an explicit act of recognition or by implicit act or behaviour. The conclusion of treaties, even the conduct of negotiations, and certainly the maintenance of diplomatic relations are forms of recognition. Mongolia and Tibet concluded a formal treaty of recognition in 1913; Nepal not only concluded peace treaties with Tibet, and maintained an Ambassador in Lhasa, but also formally stated to the United Nations in 1949, as part of its application for UN membership, that it maintained independent diplomatic relations with Tibet as it did with several other countries including the United Kingdom, the United States, India and Burma.
Nepal, Bhutan, Britain, China and India maintained diplomatic missions in Tibet's capital, Lhasa. Although China claimed in its propaganda that its mission in Tibet was a branch office of the so-called Commission of Tibetan and Mongolian Affairs of the Guomindang government, the Tibetan Government only recognised it as a diplomatic mission. Its status was no higher than the Nepalese Embassy (Nepal had a full Ambassador or "Vakil" in Lhasa) or the British Mission. The Tibetan Foreign Office also conducted limited relations with the United States when President Franklin D. Roosevelt sent emissaries to Lhasa to request assistance for the Allied war effort against Japan during the Second World War. Also, during the four UN General assembly debates on Tibet in 1959, 1960, 1961 and 1965, many countries expressly referred to Tibet as an independent country illegally occupied by China.
Relations with Nationalist China
China's position was ambiguous during this period (1911-49). On the one hand, the Nationalist Government unilaterally announced in its constitution and in communications to other countries that Tibet was a province of the Republic of China (one of the "five races" of the Republic). On the other hand, it recognised that Tibet was not part of the Republic of China in its official communications with the Government of Tibet. Thus, China's President repeatedly sent letters and envoys to the Dalai Lama and to the Tibetan Government asking that Tibet "join" the Republic of China. Similar messages were sent by China to the Government of Nepal. Both Tibet and Nepal consistently refused to join China. In response to the first letter of Chinese President Yuan Shih-kai, the Thirteenth Dalai Lama rejected the invitation to join the Republic, explaining courteously but firmly that Tibetans did "not approve" of the Chinese Government due to past injustices and stated:
The Republic has only just been proclaimed and the national foundations are far from strong. It behoves the President to exert his energies towards the maintenance of order. As for Thibet, the Thibetans are quite capable of preserving their existence intact and there is no occasion for the President to worry himself at this distance or to be discomposed. [Guomin Gongbao, 6 Jan. 1913]
In the White Paper, the Thirteenth Dalai Lama is quoted as having told the "envoy" sent by "Beijing" in 1919 that, "It is not my true intention to be on intimate terms with the British. ... I swear to be loyal to our country and jointly work for the happiness of the five races." In that year an unofficial delegation came to Lhasa ostensibly to present religious offerings to the Thirteenth Dalai Lama, but in reality to urge the Tibetan leader to negotiate an agreement with China. However, the Dalai Lama rejected the overture outright, and instead, called for tripartite negotiations in Lhasa.
Liu Man-qing, a woman of mixed Tibetan and Chinese parentage, did arrive in Lhasa in 1930. But her visit was described as personal. She also tried to approach the Tibetan Government with communications from the Chinese resident, but the Tibetan gave her no encouragement. In China's White Paper, it is stated that the Dalai Lama, in his communications through her, expressed his belief that Tibet is a part of China. The Dalai Lama is quoted as having said, "My greatest wish is for the real peace and unification of China", etc. There is no historical record of the Dalai Lama having made such statements in 1930. On the contrary, the official record of the Dalai Lama's reply to the Chinese President in 1930 contradicts this statement. The record refers to a list of eight questions submitted to the Dalai Lama on behalf of the Chinese President and contains each of the Dalai Lama's responses.
On relations with China and Chinese influence in Tibet, the Dalai Lama said:
For the stability of Tibet's religio-political order and happiness of its subjects, it may be better to hold negotiations and conclude treaties as this will result in dependable arrangements.
On Tibet's independence and the border territories Tibet wanted returned from China, the Dalai Lama said:
Under the priest-patron relationship that prevailed so far, Tibet has enjoyed wide independence. We wish topreserve this. We feel that there will be long-term stability if the territories we have lost to outsiders are returned to us. [Record of the 13th Dalai Lama's communication, dated 15th day of the 4th Tibetan Month, Iron-Horse Year 1930]
Other Chinese envoys to Tibet, such as General Huang Mu-sung (1934), and Wu Zhong-xin (1940), were also told in no uncertain terms by the Tibetan Government that Tibet was and wished to remain independent. It may be stated here that neither the Chinese Government, nor its "special envoy" (Huang Mu-sung), had any role in the appointment of Rading Rinpoche as the regent after the death of the Thirteenth Dalai Lama. Huang Mu-sung was the first Chinese to be permitted to enter Tibet in an official capacity since 1911. The Tibetans did not refuse him permission because he came to offer religious tribute and condolences for the late Dalai Lama. In the event, Huang Mu-sung arrived in Lhasa in April 1934, three months after Rading Rinpoche became the Regent. The Tsongdu (National Assembly) nominated three candidates for the regency, Rading Rinpoche, Gaden Tripa Yeshi Wangdhen and Phurchok Rinpoche. Out of them, Rading Rinpoche was selected through a lot-drawing ceremony conducted in front of the statue of Avalokitesvara in the Potala. [Thupten Tenthar Lhawutara in Bod kyi Lo rGyus Rig gNas dPyad gZhi'i rGyu cha bDams BsGrigs, Vol. 12, People's Publishing House, Beijing, 1990]
In the White Paper, China claims that Tibetan Government officials were sent to participate in China's national assembly sessions in 1931 and 1946 in Nanjing. In fact, in 1931, Khenpo Kunchok Jungne was appointed by the Dalai Lama to set up a temporary liaison office in Nanjing and maintain contact with the Chinese Government. Likewise, the 1946 Tibetan mission was sent to Delhi and Nanjing to congratulate Britain, the United States and China on the Allied victory in the Second World War. They had no instruction or authority to attend any Chinese national assembly. Speaking about this to the International Commission of Jurists' Legal Inquiry Committee on 29 August 1959, the Dalai Lama said, "They (Tibetan delegates in Nanjing) had no official part in the Assembly. When the propaganda came to the knowledge of our Government they were instructed by telegram not to attend."
As for the establishment of the Commission for Tibetan and Mongolian Affairs by the Nationalist Guomindang Government, that too served only to keep up appearances: to this day, the Guomindang Government in Taiwan maintains this Commission which, it claims, not only has jurisdiction over Tibet, but also over the whole of Mongolia, including Outer Mongolia, whose independence has been internationally recognised since 1924. In fact, this Commission was not recognised by the Tibetan Government and never had any authority with respect to Tibet.
United Nations Debates
When Chinese Communist armies started entering Tibet in 1949, the Tibetan Government sent an urgent appeal to the United Nations to help Tibet resist the aggression. The General Assembly was advised by Britain and India not to take any action for the time being in order not to provoke a full-scale attack by China. But to most countries, China's attack on Tibet was aggression. This became evident especially during the full debates on the issue in the United Nations General Assembly in 1959, 1960, 1961 and 1965, when many governments echoed the sentiments expressed by the Ambassador of the Philippines who referred to Tibet as an "independent nation" and added: "it is clear that on the eve of the Chinese invasion in 1950, Tibet was not under the rule of any foreign country." He described China's occupation as "the worst type of imperialism, and colonialism past or present." The Nicaraguan representative condemned the Chinese invasion of Tibet and said: "The people of America, born in freedom, must obviously be repelled by an act of aggression ... and particularly when it is perpetrated by a large state against a small and weak one." The Representative from Thailand reminded the Assembly that the majority of states "refute the contention that Tibet is part of China." Similarly, the Government of the United States condemned and denounced Chinese "aggression" and their "invasion" of Tibet.
Irish Representative Frank Aiken stated:
For thousands of years, or for a couple of thousand years at any rate, (Tibet) was as free and as fully in control of its own affairs as any nation in this Assembly, and a thousand times more free to look after its own affairs than many of the nations here. [UN GA Docs A/PV 898 1960);A/PV 1394, 1401 1965]
In fact, during those debates, it was only the Communist block which openly sided with China on the issue. From the official statements made during those debates, it is clear that China's assertion that no country ever recognised Tibet's independence or considered the military intervention to be aggression, is simply not true.
Conclusion
The Chinese Government cannot deny the fact that Tibet was independent between 1911 and 1951 without distorting history. Even China's last Head of Mission in Lhasa, Shen Tsung-Lien, wrote after leaving the country in 1948, "Since 1911 Lhasa (ie, the Tibetan Government in Lhasa) has to all practical purposes enjoyed full independence". [Tibet and the Tibetans, Shen, T. and Liu, S., New York, 1973, p.62] Mao Zedong himself, when he passed through the border regions of Tibet during the Long March and was given food and shelter by local Tibetans, remarked, "This is our only foreign debt, and some day we must pay the Mantzu (sic) and the Tibetans for the provisions we were obliged to take from them." [Red Star over China, Edgar Snow, New York, 1961, p.214. Emphasis added].
The origin and position of the Dalai Lama and the Panchen Lama
China's White Paper states, "In 1653 and 1713, the Qing emperors granted honorific titles to the 5th Dalai Lama and the 5th Bainqen (Panchen) Lama, henceforth establishing the titles of the Dalai Lama and the Bainqen Erdini and their political and religious status in Tibet. The Dalai Lama ruled the bulk of areas from Lhasa while the Bainqen Erdini ruled the remaining area of Tibet from Xigatse (Shigatse)." This claim is absolutely baseless.
The Tibetan religious scholar and sage, Tsongkhapa (1357-1419), founded the Gelug school of Tibetan Buddhism. It became the fourth major school of Tibetan Buddhism, the others being the Nyingma, the Sakya and the Kagyu. Panchen Gedun Drup was Tsongkhapa's principal disciple.
Panchen Gedun Drup's third reincarnation, Sonam Gyatso, was invited to the Mongol Court of Altan Khan who first conferred the title of "Talai (Dalai) Lama" on him. The title was applied retrospectively to his two previous incarnations, making him the Third Dalai Lama. Thus began the line of the Dalai Lamas. It is, therefore, not true, as Chinese propaganda claims, that the title "Dalai Lama" was first established by a Manchu emperor a century later.
The relationship established by the Third Dalai Lama with Altan Khan was a spiritual one, but it would have political repercussions two centuries later, in 1642, when the Mongol prince, Gushri Khan, helped the Fifth Dalai Lama (Ngawang Lobsang Gyatso 1617-1682) to become the supreme political and spiritual ruler of Tibet. The Fifth Dalai Lama, in his turn, conferred the title of "Chokyi Gyalpo" (Dharma Raja) to his Mongol Patron. From that time on, successive Dalai Lamas ruled Tibet as sovereign heads of state. The political position of the Dalai Lamas was, therefore, not established by a Manchu emperor of the Qing Dynasty as claimed in the White Paper, but by the Fifth Dalai Lama with the help of his Mongol patron, two years before the Qing Dynasty was even established.
Tashilhunpo Monastery was established in 1447 by Panchen Gedun Drup, retrospectively known as the First Dalai Lama. Successive abbots of Tashilhunpo monastery were given the title "Panchen" because of their scholarship. The Fifth Dalai Lama gave his teacher, Panchen Lobsang Chokyi Gyaltsen (1570-1662), the ownership of Tashilhunpo monastery and some additional estates. After that, the Panchen Lamas were selected on the basis of reincarnation, each successive Panchen Lama retaining ownership of the monastery and estates. This situation was common among many incarnate lamas, such as the Sakya, Phagpa-la, Dakyab Loden Sherab, etc, who had been given estates by the Tibetan Government. But this had absolutely no political significance. Contrary to Chinese Communist propaganda, the Panchen Lamas and other high lamas exercised religious authority only and were not involved in the political administration of any part of Tibet. In fact, the political authority of Shigatse and Tashilhunpo lay with the district governor appointed by Lhasa.
Thus, the Manchu emperor played no role in the establishment of the religious or political status of the Dalai Lama, and none with respect to the Panchen Lama's position either.
After the invasion of Tibet the Chinese Communist Government consistently tried to use the late Panchen Lama to legitimise its position in Tibet. Beijing appointed him to political positions and urged him to denounce and take the place of the Dalai Lama on a number of occasions. But the Panchen Lama refused to do so, and suffered many years of imprisonment and maltreatment as a result.
The Chinese Government claims in the White Paper, as did past Guomindang Governments, that it played a decisive role, through its envoy Wu Zhong-xin, in the selection and installation of the 14th Dalai Lama in 1940, and states, "... the simple reality that the installation of the 14th Dalai Lama needed the approval of the (Chinese) national government is sufficient proof that Tibet did not possess any independent power during that period (1911-1949)."
In reality, the Dalai Lama was selected according to the age-old religious beliefs and traditions of the Tibetans and no approval of the Chinese Government was needed or sought. As a matter of fact, it was in 1939, before Wu's arrival in Lhasa, that the Regent Rading announced the name of the present Dalai Lama in the Tibetan National Assembly, which unanimously confirmed the candidate.
When the enthronment ceremony took place on 22 February 1940, Wu, like envoys from Bhutan, Sikkim, Nepal and British India, had no special role. Sir Basil Gould, the British Political Officer who represented British India, explains that the official Chinese version of events was a fiction which had been prepared and published before the enthronement. That fictitious account by Wu Zhong-xin, which China today relies on, reflected what the Chinese had intended to happen, but what did not in fact occur. Chinese propaganda has also used a Chinese news report featuring a photograph of the Dalai Lama with Wu Zhong-xin, captioned as having been taken during the enthronement ceremony. But, according to Ngabo Ngawang Jigme, Vice-Chairman of the Standing Committee of the National People's Congress, this photo was taken a few days after the ceremony, when Wu had a private audience with the Dalai Lama.
"Wu Zhong-xin's claim of having presided over the enthronement ceremony on the basis of this photograph is a blatant distortion of historical facts," Ngabo said in Tibet Daily on 31 August 1989.
Source: www.tibet.com
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